David Graham Sexton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atomos Financial Planning Limited (no longer approved here)
FRN 193503
- [FCA CF] Client dealing (1 Mar 2023 to 31 Mar 2023)
- [FCA CF] Functions requiring qualifications (1 Mar 2023 to 31 Mar 2023)
Watt Money Limited (no longer approved here)
FRN 612757
- CF30 Customer (24 Aug 2015 to 14 Feb 2017)
Redwood Insurance Brokers Limited (no longer approved here)
FRN 306450
- CF30 Customer (10 Jul 2014 to 17 Sep 2015)
A & J WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 428590
- CF30 Customer (17 Apr 2008 to 17 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.