Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Oct 2021)
    • CF1 Director (AR) (11 Jan 2011 to 26 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 26 Oct 2021)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 8 Jun 2005)
    • CF7 Sole Trader (AR) (8 Nov 2004 to 28 Oct 2005)
  • David Lawrence Wealth Management Ltd (no longer approved here)

    FRN 413136

    • Employed By (8 Nov 2004 to 26 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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