Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • CF21 Investment Adviser (19 Aug 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (13 Mar 2002 to 28 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.