David Goodman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling Financial Services Limited (no longer approved here)

    FRN 413915

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (1 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.