David Golding

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 19 Oct 2020)
- Appointed representative dealing with clients for which they require qualification (since 1 Oct 2020)
The Topaz Mortgage Company Limited
FRN 930842
- Employed By (since 19 Oct 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (16 Nov 2011 to 28 May 2014)
- CF1 Director (AR) (30 Aug 2011 to 30 Sep 2020)
Cedar House Financial Services Limited (no longer approved here)
FRN 121074
- CF21 Investment Adviser (11 Dec 2001 to 1 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.