Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 3 May 2024)
- CF3 Chief Executive (AR) (since 3 May 2024)
- [FCA CF] Significant management (since 13 Feb 2024)
- [FCA CF] Client dealing (since 13 Feb 2024)
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Lauro Asset Management UK Limited
FRN 935867
- (1)Employed By (since 3 May 2024)
- (2)Employed By (27 Nov 2020 to 7 Sep 2021)
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- CF1 Director (AR) (27 Nov 2020 to 7 Sep 2021)
- CF3 Chief Executive (AR) (27 Nov 2020 to 7 Sep 2021)
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- CF30 Customer (9 Feb 2012 to 24 Jun 2015)
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- CF4 Partner (21 Oct 2005 to 3 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.