Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Jul 2024)
    • CF30 Customer (since 11 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
    • [FCA CF] Client dealing (since 27 Nov 2023)
    • (2)Employed By (since 11 Jul 2024)
  • Sure Insurance Services Ltd (no longer approved here)

    FRN 402061

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (8 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED

  2. controlled function added: (2)Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED