David Gerald Vivian Fitzwilliam De Freitas

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Mar 2014)
    • (5)Employed By (since 26 May 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 23 Dec 2013)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Aug 2005 to 1 Feb 2006)
    • CF7 Sole Trader (AR) (15 Aug 2005 to 28 Oct 2005)
  • David De Freitas (no longer approved here)

    FRN 437478

    • Employed By (15 Aug 2005 to 23 Dec 2013)
  • A C Financial Ltd (no longer approved here)

    FRN 413109

    • CF21 Investment Adviser (7 Dec 2004 to 22 Aug 2005)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2002)
  • Fitzwilliam Financial Limited (no longer approved here)

    FRN 182360

    • Employed By (18 Nov 1998 to 16 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.