David George Rodricks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (18 Jun 2014 to 31 Oct 2023)
    • CF1 Director (AR) (26 Jan 2012 to 1 Apr 2012)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (228)Employed By (18 Jun 2014 to 31 Oct 2023)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (2 Nov 2012 to 29 Sep 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 29 Sep 2015)
    • CF1 Director (AR) (2 Apr 2012 to 7 Nov 2012)
  • Citi Partners Ltd (no longer approved here)

    FRN 572301

    • Employed By (2 Apr 2012 to 31 Oct 2023)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (1 Feb 2010 to 30 Dec 2011)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (7 Jan 2009 to 17 Mar 2011)
  • Clear Water Financial Services Limited (no longer approved here)

    FRN 493213

    • Employed By (7 Jan 2009 to 17 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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