David George Pearce

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • SMF24 Chief Operations (1 Jan 2020 to 21 May 2021)
    • SMF16 Compliance Oversight (31 Dec 2019 to 31 Dec 2019)
    • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (3 Sep 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (3 Sep 2015 to 9 Dec 2018)
    • CF29 Significant management (22 Jun 2012 to 3 Sep 2015)
  • UTMOST LIFE AND PENSIONS LIMITED (no longer approved here)

    FRN 775704

    • SMF24 Chief Operations (20 Dec 2019 to 21 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.