David Geoffrey Torry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pi Financial Ltd
FRN 186419
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 19 Apr 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (19 Apr 2024 to 4 Feb 2025)
- CF30 Customer (13 Aug 2018 to 8 Dec 2019)
Barrie Hough Services (Stoke on Trent) Limited (no longer approved here)
FRN 191501
- Employed By (19 Apr 2024 to 4 Feb 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.