David Gellatly Balfour

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (19 May 2005 to 21 Jul 2005)
- CF1 Director (AR) (13 Aug 2004 to 21 Jul 2005)
- CF22 Investment Adviser (Trainee) (13 Aug 2004 to 19 May 2005)
CA Financial East Scotland Limited (no longer approved here)
FRN 228447
- Employed By (13 Aug 2004 to 21 Jul 2005)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (23 Sep 2003 to 15 Aug 2004)
- CF1 Director (AR) (23 Sep 2003 to 15 Aug 2004)
Cameron Alexander Ltd (no longer approved here)
FRN 200076
- Employed By (9 Aug 2001 to 23 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.