David Gavin Hamilton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forvis Mazars Financial Planning Limited

    FRN 182644

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 25 Sep 2024)
    • [FCA CF] Client dealing (since 25 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2024)
    • CF30 Customer (24 Nov 2011 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (11 Feb 2003 to 19 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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