Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W.DENIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 120918

    • CF1 Director (1 Dec 2001 to 4 Apr 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Oct 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 21 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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