David Garratt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Manager of certification employee (since 9 Jan 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Jan 2019)
    • CF30 Customer (25 Sep 2013 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 2 Sep 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 2 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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