David Gargett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

D&G Insurance Services Limited (no longer approved here)
FRN 843194
- Responsible for Insurance Distribution (15 May 2020 to 5 Feb 2025)
- SMF3 Executive Director (15 May 2020 to 5 Feb 2025)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
- CF30 Customer (21 May 2018 to 8 Dec 2019)
D&G Financial Services (no longer approved here)
FRN 184662
- (1)Employed By (1 Oct 1998 to 27 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.