Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (21 Nov 2017 to 19 Mar 2019)
    • [FCA CF] Manager of certification employee (21 Nov 2017 to 28 Feb 2019)
    • CF30 Customer (13 Jan 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)
    • CF26 Customer Trading (1 Dec 2001 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.