Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Nov 2017 to 19 Mar 2019)
- [FCA CF] Manager of certification employee (21 Nov 2017 to 28 Feb 2019)
- CF30 Customer (13 Jan 2011 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)
- CF26 Customer Trading (1 Dec 2001 to 21 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.