Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Signal Capital Partners Limited (no longer approved here)

    FRN 815432

    • CF30 Customer (28 Dec 2022 to 3 Jul 2025)
    • CF1 Director (AR) (28 Dec 2022 to 3 Jul 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Client dealing (17 Sep 2021 to 8 Aug 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Manager of certification employee (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
  • Mercuria Europe Trading Limited (no longer approved here)

    FRN 628932

    • SMF3 Executive Director (9 Dec 2019 to 6 Jul 2021)
    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 2 Jan 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 2 Jan 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (28 May 2009 to 23 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.