David Gale Turner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVEST AND FUND LIMITED

    FRN 711378

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (6 Sep 2017 to 8 Dec 2019)
    • CF1 Director (6 Sep 2017 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 31 May 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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