David Frost

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [FCA CF] Manager of certification employee (since 14 Aug 2023)
    • [FCA CF] Significant management (since 9 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2021)
    • [PRA CF] Managing a material risk taker (15 Aug 2023 to 14 Apr 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [FCA CF] Manager of certification employee (since 14 Aug 2023)
    • [FCA CF] Significant management (since 9 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2021)
    • [PRA CF] Managing a material risk taker (15 Aug 2023 to 14 Apr 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (10 Jun 2004 to 8 Mar 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Jun 2004 to 8 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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