David Franklin Carmalt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Client dealing (since 7 Jan 2026)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (7 Feb 2019 to 8 Oct 2021)
    • [FCA CF] Material risk taker (7 Feb 2019 to 8 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Aug 2017 to 8 Oct 2021)
    • [FCA CF] Client dealing (1 Aug 2017 to 8 Oct 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (23 Nov 2016 to 7 Feb 2019)
    • [FCA CF] Material risk taker (23 Nov 2016 to 7 Feb 2019)
    • CF30 Customer (9 Jun 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (23 Nov 2016 to 7 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (23 Nov 2016 to 7 Feb 2019)
    • CF30 Customer (9 Jun 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Mar 2011)
    • CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (4 Jan 2002 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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