David Franklin

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • E M Gray & Co Ltd

    FRN 215028

    • (4)Employed By (since 28 Feb 2013)
    • (8)Employed By (27 Jul 2005 to 30 Dec 2012)
  • David Franklin (no longer approved here)

    FRN 215520

    • Employed By (1 Dec 2001 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.