Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturtons & Tappers Limited (no longer approved here)

    FRN 709365

    • (1)SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 3 Apr 2026)
    • (2)CF8 Apportionment and Oversight (7 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at Sturtons & Tappers Limited

  2. controlled function added: (1)SMF29 Limited scope function (limited scope SMCR firms only) at Sturtons & Tappers Limited

  3. controlled function added: (2)CF8 Apportionment and Oversight at Sturtons & Tappers Limited