David Francis Pates

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF4 Partner (AR) (18 Feb 2014 to 28 Apr 2023)
- CF30 Customer (7 Aug 2013 to 31 Jan 2019)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF4 Partner (AR) (18 Feb 2014 to 28 Apr 2023)
Domus Financial Services (no longer approved here)
FRN 613685
- (1)Employed By (5 Feb 2014 to 28 Apr 2023)
Park Row Associates (k508) (no longer approved here)
FRN 190108
- (170)Employed By (18 Dec 2002 to 14 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.