David Francis Fishwick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Manager of certification employee (28 Jul 2020 to 1 Mar 2022)
    • [FCA CF] Client dealing (28 Jul 2020 to 29 Sep 2024)
    • [FCA CF] Material risk taker (28 Jul 2020 to 29 Sep 2024)
    • [FCA CF] Significant management (28 Jul 2020 to 4 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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