David Francis Duffy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (10 Aug 2011 to 23 Mar 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Feb 2008 to 10 Oct 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF22 Investment Adviser (Trainee) (26 Jun 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (19 Mar 2002 to 6 Feb 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.