Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 16 Jan 2024)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- SMF22 Other Local Responsibility (19 Dec 2022 to 22 Sep 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (29 Sep 2016 to 18 Dec 2022)
- [FCA CF] Significant management (7 Mar 2016 to 29 Sep 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Sep 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.