Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2021)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Dec 2021)
    • CF2 Non Executive Director (14 Mar 2012 to 6 Mar 2016)
  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • SMF10 Chair of the Risk Committee (12 Nov 2021 to 21 Aug 2024)
    • SMF14 Senior Independent Director (12 Nov 2021 to 31 Dec 2024)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (107)CF3 Chief Executive (1 Jan 2010 to 23 Mar 2012)
    • (108)CF1 Director (1 Jan 2010 to 23 Mar 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF17 Significant Mgt (Other Business Operations) (15 Jan 2007 to 15 Sep 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF17 Significant Mgt (Other Business Operations) (15 Jan 2007 to 17 Sep 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.