David Fazel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • [FCA CF] Significant management (since 5 Aug 2025)
    • [FCA CF] Client dealing (since 5 Aug 2025)
  • Tavira Financial Limited (no longer approved here)

    FRN 462001

    • [FCA CF] Client dealing (1 Oct 2024 to 30 Oct 2025)
  • Schonfeld Strategic Advisors (UK) LLP (no longer approved here)

    FRN 816269

    • [FCA CF] Client dealing (3 Jan 2023 to 24 May 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (31 Jan 2020 to 12 Dec 2022)
    • [FCA CF] Material risk taker (7 Aug 2019 to 12 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2019 to 12 Dec 2022)
    • [FCA CF] Client dealing (7 Aug 2019 to 12 Dec 2022)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (3 Nov 2016 to 3 Jul 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Sep 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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