David Farthing

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Assurity Solutions Ltd
FRN 517510
- CF1 Director (AR) (since 21 Mar 2025)
- SMF3 (AR) Executive Director function (since 9 Dec 2019)
- CF1 Director (AR) (10 Jul 2017 to 8 Dec 2019)
Security Investments (Industrial) Limited
FRN 667118
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Mar 2026)
- CF11 Money Laundering Reporting (27 Jul 2017 to 8 Dec 2019)
- CF1 Director (21 Apr 2017 to 8 Dec 2019)
Furrows Limited
FRN 688547
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (25 Aug 2015 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.