Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 26 May 2023)
    • [FCA CF] Functions requiring qualifications (since 26 May 2023)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (14 Jan 2008 to 19 Sep 2014)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF22 Investment Adviser (Trainee) (16 Jan 2004 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.