David Evan Charles

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CALIBRATE MANAGEMENT LIMITED (no longer approved here)
FRN 705601
- [FCA CF] Client dealing (1 Feb 2022 to 3 May 2023)
- [FCA CF] Material risk taker (1 Feb 2022 to 3 May 2023)
- SMF3 Executive Director (23 Aug 2021 to 4 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2021 to 4 May 2023)
- SMF16 Compliance Oversight (23 Aug 2021 to 4 May 2023)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (10 Apr 2008 to 11 Apr 2019)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF14 Risk Assessment (19 Jun 2003 to 20 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.