David Ernest Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Simpli Financial Solutions Ltd (no longer approved here)
FRN 726327
- [FCA CF] Functions requiring qualifications (22 Feb 2023 to 1 Dec 2023)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- CF1 Director (AR) (1 Jan 2006 to 14 Feb 2011)
Holmes Mortgages Ltd (no longer approved here)
FRN 410573
- Employed By (13 Dec 2004 to 14 Feb 2011)
Direct Life and Pension Services Limited (no longer approved here)
FRN 155312
- CF1 Director (AR) (31 Oct 2004 to 1 Jan 2006)
Premier Mortgages & Investments (no longer approved here)
FRN 215875
- (3)Employed By (1 Dec 2001 to 23 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.