David Eric Dean

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 May 2020)
    • [FCA CF] Functions requiring qualifications (since 4 May 2020)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (5 Jul 2010 to 4 Apr 2012)
  • Compass Finance Ltd (no longer approved here)

    FRN 522440

    • Employed By (26 Apr 2010 to 4 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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