David Epstein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Significant management (since 1 Jan 2025)
Aviva Life & Pensions UK Limited
FRN 185896
- [FCA CF] Significant management (since 1 Jan 2025)
Aviva Insurance Limited
FRN 202153
- [FCA CF] Significant management (since 1 Jan 2025)
Aviva International Insurance Limited (no longer approved here)
FRN 202082
- [FCA CF] Manager of certification employee (1 Apr 2020 to 1 Jan 2025)
- [FCA CF] Significant management (10 Dec 2018 to 1 Jan 2020)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 9 Oct 2011)
- CF21 Investment Adviser (8 Dec 2004 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 9 Oct 2011)
- CF21 Investment Adviser (8 Dec 2004 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (15 Aug 2003 to 21 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.