David Eoin Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Griffiths

    FRN 456251

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
  • DG Financial Planning (no longer approved here)

    FRN 192222

    • (2)Employed By (1 Dec 2001 to 1 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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