Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
- CF20 Significant Mgt (Settlements) (1 Oct 2006 to 13 Nov 2006)
- CF14 Risk Assessment (9 Mar 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (19 Oct 2002 to 9 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.