David Edward Simms

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (12 Jul 2010 to 4 Feb 2013)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF27 Investment Management (19 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (6 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.