David Edward Scammell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 14 Nov 2023)
    • [FCA CF] Client dealing (since 15 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2021)
    • CF30 Customer (16 Nov 2016 to 21 Feb 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Jun 2013 to 18 Dec 2013)
    • CF30 Customer (17 Apr 2013 to 18 Dec 2013)
  • Clarendon Wealth Management Ltd (no longer approved here)

    FRN 602054

    • Employed By (3 Jun 2013 to 18 Dec 2013)
  • Brooks Consultancy Limited (no longer approved here)

    FRN 598934

    • Employed By (17 Apr 2013 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 2 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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