Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (29 Aug 2013 to 9 Dec 2019)
    • CF4 Partner (29 Aug 2013 to 9 Dec 2019)
  • SV Health Managers LLP (no longer approved here)

    FRN 409119

    • CF4 Partner (5 Dec 2008 to 26 Jun 2013)
    • CF30 Customer (16 Apr 2008 to 26 Jun 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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