Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2023)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (8 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 May 2007 to 17 Oct 2007)
  • Alan Boswell Employee Benefits Ltd (no longer approved here)

    FRN 544940

    • (2)Employed By (5 Dec 2013 to 1 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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