Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Algorithmic trading (since 20 Jan 2022)
- [FCA CF] Client dealing (since 27 Nov 2020)
- CF30 Customer (11 Dec 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.