Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 3 Feb 2020)
    • Responsible for Insurance Distribution (since 3 Feb 2020)
    • Responsibility for MCD Intermediation (since 3 Feb 2020)
    • SMF16 Compliance Oversight (since 3 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
  • Scott & Goose LLP (no longer approved here)

    FRN 661183

    • SMF27 Partner (9 Dec 2019 to 5 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jun 2020)
    • Responsible for Insurance Mediation (3 Nov 2015 to 30 Sep 2018)
    • CF4 Partner (3 Nov 2015 to 8 Dec 2019)
  • Primavera Financial Partners LLP (no longer approved here)

    FRN 459612

    • CF8 Apportionment and Oversight (2 Jan 2007 to 14 Oct 2008)
    • CF4 Partner (2 Jan 2007 to 14 Oct 2008)
  • Primavera Financial Partners (no longer approved here)

    FRN 173195

    • (3)Employed By (7 Feb 2006 to 29 Dec 2006)
  • Lime Mortgage Services (no longer approved here)

    FRN 214509

    • (1)Employed By (1 Dec 2001 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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