Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oxford Capital Partners LLP
FRN 585981
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF16 Compliance Oversight (2 Nov 2023 to 30 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2021)
- Responsible for Insurance Mediation (11 Jul 2018 to 30 Sep 2018)
- CF29 Significant management (30 Jan 2013 to 12 May 2017)
- CF28 Systems and controls (30 Jan 2013 to 12 May 2017)
- CF30 Customer (30 Jan 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Jan 2013 to 8 Dec 2019)
- CF4 Partner (30 Jan 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Jan 2013 to 6 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.