Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 8 Nov 2016)
- CF30 Customer (4 Jun 2010 to 6 Mar 2016)
-
Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 8 Nov 2016)
- CF30 Customer (4 Jun 2010 to 6 Mar 2016)
-
- CF21 Investment Adviser (31 Mar 2002 to 6 Oct 2005)
- CF26 Customer Trading (31 Mar 2002 to 6 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.