David Edward Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
  • Monarch Financial Management Ltd (no longer approved here)

    FRN 190705

    • (4)Employed By (1 Dec 2001 to 31 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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