Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 26 Aug 2025)
    • Responsible for Insurance Distribution (since 20 Mar 2025)
    • SMF3 Executive Director (20 Mar 2025 to 26 Aug 2025)
    • SMF1 Chief Executive (20 Mar 2025 to 26 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (16 Dec 2024 to 20 Mar 2025)
    • [FCA CF] Significant management (since 7 Oct 2024)
    • [PRA CF] Managing a material risk taker (since 7 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2024)
    • [FCA CF] Manager of certification employee (since 7 Oct 2024)
    • [FCA CF] Material risk taker (since 7 Oct 2024)
  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • Responsible for Insurance Distribution (19 Jul 2022 to 1 Aug 2024)
    • SMF9 Chair of the Governing Body (19 Jul 2022 to 1 Aug 2024)
    • Responsibility for MCD Intermediation (19 Jul 2022 to 1 Aug 2024)
    • SMF3 Executive Director (15 Apr 2021 to 1 Aug 2024)
    • [FCA CF] Material risk taker (1 May 2020 to 2 Sep 2024)
    • [FCA CF] Manager of certification employee (1 May 2020 to 2 Sep 2024)
    • SMF7 Group Entity Senior Manager (6 Mar 2020 to 15 Apr 2021)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • SMF3 Executive Director (20 Jun 2022 to 2 Sep 2024)
    • Responsibility for MCD Intermediation (5 Mar 2021 to 2 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Sep 2024)
    • SMF6 Head of Key Business Areas (2 Jul 2018 to 2 Sep 2024)
    • [FCA CF] CASS oversight function (2 Jul 2018 to 2 Sep 2024)
    • Responsible for Insurance Mediation (2 Jul 2018 to 2 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2018 to 2 Sep 2024)
    • [FCA CF] Manager of certification employee (25 Jun 2018 to 2 Sep 2024)
    • [PRA CF] Managing a material risk taker (25 Jun 2018 to 2 Sep 2024)
    • [FCA CF] Material risk taker (25 Jun 2018 to 2 Sep 2024)
  • Norwich and Peterborough (LBS) Limited (no longer approved here)

    FRN 454265

    • Responsibility for MCD Intermediation (5 Mar 2021 to 2 Sep 2024)
    • [FCA CF] Material risk taker (1 Jan 2021 to 2 Sep 2024)

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