Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SHIRLTON CAR SALES (STAFFS) LIMITED
FRN 747437
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (3 Oct 2016 to 3 Oct 2016)
- CF28 Systems and controls (3 Oct 2016 to 3 Oct 2016)
- CF30 Customer (3 Oct 2016 to 3 Oct 2016)
- CF8 Apportionment and Oversight (3 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Oct 2016 to 3 Oct 2016)
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- CF1 Director (AR) (13 Feb 2008 to 8 Jul 2008)
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- CF4 Partner (AR) (14 Jan 2005 to 21 Aug 2006)
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- Employed By (14 Jan 2005 to 21 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.