David Douglas Lewis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Jupiter Unit Trust Managers Limited
FRN 122488
- [FCA CF] Material risk taker (since 27 Mar 2024)
JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- [FCA CF] Manager of certification employee (since 29 Jun 2021)
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Material risk taker (1 Jan 2021 to 23 Mar 2023)
Jupiter Asset Management Limited
FRN 141274
- [FCA CF] Manager of certification employee (since 11 Jun 2021)
- [FCA CF] Client dealing (since 5 Oct 2020)
- [FCA CF] Material risk taker (since 5 Oct 2020)
- CF30 Customer (13 Nov 2008 to 8 Dec 2019)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF30 Customer (1 Nov 2007 to 30 Oct 2008)
- CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.