David Doricourt Trafford-Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • [FCA CF] Client dealing (6 Feb 2024 to 18 Feb 2025)
    • [FCA CF] Significant management (26 Feb 2021 to 10 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (25 Jun 2007 to 31 Oct 2007)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Client dealing (6 Feb 2024 to 18 Feb 2025)
    • [FCA CF] Significant management (26 Feb 2021 to 18 Feb 2025)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.